M.L. Humphrey

In this book M.L. Humphrey draws upon twenty years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance...

If you want to make money from your writing, then you need to treat it like a business. And part of treating it like a business is looking at data about how that business is performing and using it to inform your business choices....

So you wrote a book. Congratulations. Now, if you're like a lot of us, you want to sell that book. You're ready to try to become a professional author. This book is meant to help you navigate that next stage of your writing career....

We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role. In Regulatory Compliance...

These days, the business world is full of talk about data science, big data, and how data analysis can transform your business. And it's absolutely true that collecting the right information, in the right way, analyzing that information, and then using it effectively to manage your business, can...